UBS Financial Services Inc

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UBS Financial Services Inc
Business Genre
Short Business Description
Financial, Broker
Long Business Description

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer.

Hours:
Mon-Fri: 9AM-5PM,
Sat-Sun: Closed

Year Established:
1998

Business Website Address
Business Phone Number
800-428-7573
Business Fax
702-731-1121
Business Tags
Business Address
10801 W Charleston Blvd Suite 400
Las Vegas, NV
ZIP Code
89135

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